The Gemini Companies

Pooled
Investment
Solutions

Gemini was formed to provide financial institutions with access to multiple solutions for pooled investment products. We take the complexities out of entering new markets, and help advisors who are looking to challenge the status quo.

Our goal is to help financial institutions expand distribution of strategies into channels that may not have previously been considered or thought possible. Gemini provides a single, integrated solution that supports the launching and servicing of mutual funds, hedge funds, ETFs, private equity funds, variable annuity trusts and state-sponsored 529 plans. We also offer customized structures designed to support the unique needs of pensions, endowments and foundations.

Gemini Fund Services

Gemini Fund Services, LLC (Gemini) provides comprehensive, pooled investment solutions as an engaged partner to financial institutions. Gemini serves as a resource to financial institutions who bring their own, unique investment vehicles to market, including mutual funds, exchange traded funds, funds on insurance platforms and more. As a full-service firm, Gemini provides the administration, accounting, and transfer agent/shareholder services that financial institutions need in order to launch and market successful products. With over 30 years of experience, Gemini brings industry knowledge and insight to help advisors achieve the vision of their product and deliver the most extensive range of solutions to clients.

Gemini Hedge Fund Services

Gemini Hedge Fund Services, LLC (Gemini Hedge) provides comprehensive fund administration services to hedge funds, and a consultative approach to help bring pooled products to market. Gemini Hedge offers extensive experience to fund managers, investment advisors, trading managers, banks and other fund intermediaries through a fully customizable solution. Gemini Hedge enables managers to meet the requirements of investors and regulatory bodies, and offers both depth and breadth of services ranging from middle/back office duties to comprehensive financial reporting and all aspects of investor services.

Gemini Alternative Funds

Gemini Alternative Funds, LLC (Gemini Alt) services the investment community as a Managed Account Platform working with dedicated managed accounts and co-mingled funds, as well as a structured product platform sponsor. Gemini Alt provides a comprehensive platform of centralized operational services and distribution of products. The operational services provided by Gemini Alt include transparency, uniform operational setup, risk and guideline management and liquidity enhancements.

Northern Lights Distributors

Northern Lights Distributors, LLC (NLD) is a broker-dealer specializing in mutual fund distribution. NLD helps investment advisors navigate the distribution universe through high touch consulting and collaboration with financial intermediaries. To maximize sales potential, NLD co-develops customized action plans to fit each investment advisor’s target market and current growth cycle.
Member FINRA/SIPC

Northern Lights Compliance Services

Northern Lights Compliance Services, LLC (NLCS) is dedicated to helping mutual funds, registered investment advisers (RIAs) and broker-dealers meet their compliance needs. Financial services companies that do not possess the resources to hire a qualified compliance expert dedicated to their funds or firms can solve this problem by utilizing our cost-effective and time-efficient solutions.

Blu
Giant

Blu Giant, LLC (Blu Giant) offers EDGAR conversion and standard financial document services, in addition to custom printing solutions. Blu Giant builds trusting and lasting relationships with its clients so that financial institutions can focus on running their business, while still effectively delivering their message.