Mutual Funds – Distribution

Gemini’s distributor is a broker-dealer specializing in mutual fund distribution through strategic relationships and underwriting. It helps advisors navigate the distribution universe through a high-touch consulting service.

By leveraging existing industry partnerships and a network of hundreds of established selling agreements, our distributor helps investment advisors uncover product distribution and sponsorship opportunities with wirehouses, independent broker-dealers, regional broker-dealers, banks and trust companies. To maximize an investment advisor’s sales potential, our distributor co-develops customized action plans to fit each investment advisor’s target market and current growth cycle.

Strategic Relationships
  • Sales and marketing consulting
  • Distribution planning
  • Industry and intermediary relationship development
  • Product placement guidance and advocacy
  • Sponsorship identification
Underwriting
  • Selling agreements
  • NSCC membership
  • 12b-1 processing
  • Advertising and marketing review
  • Registered representative licensing