Registered Funds

Launching a registered product such as a mutual fund, ETF, or variable insurance trust fund can give investment advisors access to a broader investor base, increase operational efficiencies, and reduce transaction costs, while protecting value-add. By finding scale and targeting underserved investment areas, you may protect revenue streams and grow assets under management.

Gemini partners with investment advisors to provide services throughout the life cycle of their registered funds, from strategy development, SEC filing, launching, and distribution guidance and support through ongoing administration, accounting, reporting, and compliance. Gemini can manage relationships with ancillary service providers, thus providing a true turnkey solution. We offer skilled internal resources to help you minimize separate hourly fees from independent legal, auditing, compliance, and tax professionals. Gemini is also a pioneer in helping establish access to alternative investment strategies – such as managed futures – via more traditional liquid structures such as mutual funds or ETFs. Today, we currently service more than 480 pooled products across approximately 114 fund families.*

Learn more about the registered products Gemini services:

Mutual Funds
Exchange Traded Funds (ETFs)
Variable Insurance Trusts

*as of 3/31/2018
7656-GFS-4/25/2018
2064-NLD-4/27/2018